Robert Half Compliance Analyst in CHICAGO, Illinois
To apply to this Compliance Analyst role, please send your resume to John Sadofsky (firstname.lastname@example.org)
Provide and perform a general compliance support function with specific focus over the business conducted via the firm.
Compliance monitoring oversight and responsibility, including but not limited to market abuse, AML, KYC, staff trading, sales calls and the approval of financial promotions
Ensure the smooth operation of the day to day compliance operation through the development of compliance systems and controls
Support the annual external audit process.
Provide appropriate assistance in respect of external regulatory investigations.
Requirements - Degree
Strong background and work experience in client support / sales
Strong work ethic and a positive attitude
Excellent interpersonal skills
Ability to adapt communication to the audience
Robert Half is the world’s first and largest specialized talent solutions firm that connects highly qualified job seekers to opportunities at great companies. We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and administrative and customer support roles.
Robert Half puts you in the best position to succeed by advocating on your behalf and promoting you to employers. We provide access to top jobs, competitive compensation and benefits, and free online training. Stay on top of every opportunity – even on the go. Download the Robert Half app and get 1-tap apply, instant notifications for AI-matched jobs, and more.
Questions? Call your local office at 1.888.490.5461. All applicants applying for U.S. job openings must be legally authorized to work in the United States. Benefits are available to contract/temporary professionals. Visit https://roberthalf.gobenefits.net/ for more information.