Robert Half International Market Regulation Officer in CHICAGO, Illinois
To apply to this Market Regulation Officer role, please send your resume to John Sadofsky (firstname.lastname@example.org)
•Conduct daily market surveillance of all trading on the Exchange, reviewing for signs of potential market abuse and other trade practice violations.
•Conduct and document investigations into manipulative trading activity for FX and commodity-based transactions, and other relevant trade practice violations.
•Exhibit strong written and verbal communication skills and routinely communicate with market participants in conducting surveillance activities and investigative responsibilities.
•Exhibit strong knowledge of the underlying FX and futures markets, with a background in market regulation/compliance.
•Communicate surveillance analysis and findings to department management and to other members of the department.
•Bachelor's degree in Finance, Economics, or Business or equivalent work experience.
•2+ years in market regulation or surveillance for a Regulatory Agency, an Exchange, or equivalent experience at a proprietary trading firm in market regulation/compliance.
•Working knowledge of CFTC Regulations for Designated Contract Markets (DCMs)
•Excellent written and oral communication skills.
•Proficiency with Microsoft Word & Excel
•Proficiency with various third-party Market Regulation software systemws
Robert Half Finance & Accounting matches skilled professionals with remote or on-site jobs in accounting, bookkeeping, finance, audit, taxation and more on a full-time basis. Our experienced staffing professionals can promote you to employers and advocate on your behalf. We provide access to top jobs, competitive compensation and benefits, and free online training. For more opportunities, get the Robert Half app and receive instant notifications when our AI matches your skills and experience with jobs.
When you work with us, you’re working with the best. Robert Half has been recognized as one of FORTUNE’s “Most Admired Companies” every year since 1998 and was No. 1 on Forbes’ annual ranking of America’s Best Professional Recruiting Firms.
Questions? Call your local office at 1.888.490.5461. All applicants applying for U.S. job openings must be legally authorized to work in the United States.
Location: CHICAGO, IL
Date Posted: February 12, 2021
Employment Type: Full-time
Job Reference: 01300-0010315189
Staffing Area: Full-Time Accounting u0026 Finance