Robert Half International SOX Analyst in SAINT LOUIS, Missouri


Robert Half Management Resources has an opening for an experienced compliance or audit professional to join the Team. The Senior Audit/Compliance role will be responsible for control testing to ensure compliance with regulatory requirements and corporate policies, including compliance with the Regulatory Compliance Risk Management Policy and Procedures as well as the Independent Monitoring, Testing and Validation Standards. Experience in testing and/or compliance consulting is needed for this position. Specific duties for this position include, but are not limited to:

  • Execute group-specific control testing including assessments of design and operating effectiveness

  • Participate as a tester or co-lead on reviews of varied complexity and regulatory risk exposure

  • Evaluate the adequacy and effectiveness of policies, procedures, initiatives, and internal controls

  • Thoroughly document test work and compliance activity reports

  • Identify issues and responsibility to communicate/consult with various levels of management to ensure corrective actions address the root cause and meet corporate sustainability requirements

  • Maintain authoritative knowledge and full understanding of laws and regulations, regulatory guidance, policy, and procedure concerning all compliance functions reviewed

  • Testing practices will include: regulatory control testing, operational control testing, and corrective action validations Required Qualifications

  • 2+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both

  • 2+ years of experience in one or a combination of the following: additional compliance, additional operational risk management, IT systems security, business process management or financial services industry experience; or a BS/BA degree or higher in business or a related field

  • 2+ years of audit experience Desired Qualifications

  • Intermediate Microsoft Office skills

  • Excellent verbal, written, and interpersonal communication skills

  • Strong analytical skills with high attention to detail and accuracy

  • Ability to interact with all levels of an organization

  • A BS/BA degree or higher in accounting, finance, or economics

  • Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment

  • Certified Internal Auditor (CIA)

  • Chartered Financial Analyst (CFA) or Certified Public Accountant (CPA)

  • An active Certified Regulatory Compliance Manager (CRCM) designation Other Desired Qualifications

  • Experience in creating, executing, and documenting compliance or internal control testing in a public accounting environment or a large, matrixed organization

  • Broad Testing or Audit experience within a single role, that covers multi processes, or multi-function or business units simultaneously

  • Experience testing or auditing regulations or requirements tied directly to regulations

  • Exposure to compliance and regulatory controls, preferably in a financial services environment

  • Demonstrated ability to think independently and bring a credible challenge to the risk management status quo, and provide a credible challenge while leading through influence If you have the required skills and would like to join our team of Project Management Consultants, then apply for the role, send resume [email protected], and call Heather to schedule an interview. 314-878-3095


Testing, SOX - Sarbanes-Oxley

Our industry-leading alliances and broad client network provide you greater access to a variety of unique interim and long-term project opportunities that can keep you continuously engaged. We also provide competitive benefits and compensation packages, as well as online training and continuing professional education (CPE). Our parent company, Robert Half, has appeared on Fortune® magazine’s list of “World's Most Admired Companies” since 1998.

At Robert Half Management Resources, your experience matters - and we put it to good use. To apply for this position or for more information on other engagements, visit us online at or call your branch office at 888.490.3198.

All applicants applying for U.S. job openings must be authorized to work in the United States. All applicants applying for Canadian job openings must be authorized to work in Canada.

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Date Posted: January 13, 2019

Employment Type: Contract

Job Reference: 02420-0010792654

Staffing Area: Interim Project-Based Financial