Job Information
Robert Half Compliance Auditor in Santa Barbara, California
Description
We are in search of a Compliance Auditor situated in Santa Barbara, California. This role is in the banking industry and revolves around assisting with the credit union's compliance program. The role offers a long term contract employment opportunity. It is imperative for the candidate to be proficient in efficient processing and have a good understanding of the Bank Secrecy Act.
Responsibilities:
• Assist management with evaluation of bank policies within the compliance program.
• Evaluate Enhanced Due Diligence (EDD) and Customer Due Diligence (CDD) reviews to ensure compliance with banking regulations.
• Provide recommendations to improve work stream and process flow efficiency.
• Handle compliance matters related to Reg A, Lending compliance, Community reinvestment act, SBA loans, mortgage compliance, and FDIC compliance.
• Utilize Verafin software for compliance tasks and operations, if experienced.
• Maintain knowledge of and adhere to all regulations, statutes, policies, and procedures related to the compliance function.
• Assist in the development of internal policies, procedures, and guidelines to ensure compliance with banking regulations.
• Collaborate with other departments to create a culture of compliance within the organization.
Requirements • Must have a minimum of 10 years of experience in a similar role as a Compliance Auditor
• Must have a comprehensive understanding of the BSA - Bank Secrecy Act
• Should have proven skills in efficient processing
• Must possess strong analytical skills with attention to detail
• Should have excellent written and verbal communication skills
• Must have the ability to work independently and manage multiple tasks simultaneously
• Should have strong problem-solving skills and the ability to make sound decisions
• Must possess a high level of integrity and professionalism
• Should be able to maintain confidentiality and handle sensitive information
• Must have proficiency in using Microsoft Office Suite and other relevant software
• Should have a proactive approach to identifying potential compliance issues
• Must have a Bachelor's degree in Law, Finance, Business Administration, or a related field.
Robert Half is the world’s first and largest specialized talent solutions firm that connects highly qualified job seekers to opportunities at great companies. We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and administrative and customer support roles.
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All applicants applying for U.S. job openings must be legally authorized to work in the United States. Benefits are available to contract/temporary professionals, including medical, vision, dental, and life and disability insurance. Hired contract/temporary professionals are also eligible to enroll in our company 401(k) plan. Visit roberthalf.gobenefits.net for more information.
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