Job Information
Robert Half Registered Representative in Ventura, California
Description
As a Registered Representative for Trading, you will play a crucial role in executing trades on behalf of clients within the parameters of regulatory guidelines and client instructions. This position requires a deep understanding of financial markets, trading strategies, and regulatory compliance.
Responsibilities:
Client Interaction:
Communicate with clients to understand their investment goals, risk tolerance, and trading preferences.
Provide personalized investment advice and execute trades based on client instructions.
Trade Execution:
Execute trades promptly and accurately on behalf of clients using trading platforms and systems.
Monitor market conditions and execute trades in accordance with market trends and client needs.
Compliance and Regulation:
Ensure all trades comply with regulatory requirements and internal policies.
Maintain up-to-date knowledge of industry regulations and best practices.
Research and Analysis:
Conduct research on financial markets, securities, and economic trends to inform trading decisions.
Analyze data and financial reports to assess investment opportunities and risks.
Documentation and Reporting:
Maintain accurate records of trades, transactions, and client interactions.
Prepare reports detailing trade activities, portfolio performance, and market analysis.
Risk Management:
Implement risk management strategies to minimize potential losses and protect client investments.
Monitor portfolio performance and recommend adjustments as necessary.
Professional Development:
Stay informed about new financial products, services, and technologies.
Pursue ongoing education and training to enhance knowledge and skills.
Requirements
Qualifications:
(Preferred) Bachelor's degree in Finance, Economics, Business Administration, or related field (Master's degree or CFP designation a plus).
FINRA Series 7 and Series 63 licenses required; Series 65 or 66 preferred.
Proven experience as a Registered Representative or Financial Advisor in a brokerage or financial services firm.
Strong understanding of financial markets, investment products, and industry regulations.
Excellent communication, interpersonal, and presentation skills.
Ability to analyze complex financial information and provide clear recommendations.
Detail-oriented with strong organizational and time management skills.
Proficiency in financial planning software and CRM systems.
Commitment to continuous professional development and learning.
Robert Half is the world’s first and largest specialized talent solutions firm that connects highly qualified job seekers to opportunities at great companies. We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and administrative and customer support roles.
Robert Half works to put you in the best position to succeed. We provide access to top jobs, competitive compensation and benefits, and free online training. Stay on top of every opportunity - whenever you choose - even on the go. Download the Robert Half app (https://www.roberthalf.com/us/en/mobile-app) and get 1-tap apply, notifications of AI-matched jobs, and much more.
All applicants applying for U.S. job openings must be legally authorized to work in the United States. Benefits are available to contract/temporary professionals, including medical, vision, dental, and life and disability insurance. Hired contract/temporary professionals are also eligible to enroll in our company 401(k) plan. Visit roberthalf.gobenefits.net for more information.
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